Broker Check

Founder Background

Steven Floyd has over 35 years as an experienced author, lecturer and financial professional. He conducts on a regular basis, presentations focusing on wealth accumulation, preservation and distributing. Most recently, he has formed an alliance with Retirement Wealth Academy, an educational provider of retirement workshops, webinars, and material, that addresses the challenges many people face at retirement.    

Steven is passionate about the philosophy that “Investing does not have to be complicated or costly, but rather, well planned for, with emotion free tax and investing strategies.” To that end, he has devoted his entire career to educating and guiding people who truly want a stress free and happy retirement.

Majoring in finance and graduating USC in 1982, Steven initially gained his experience in the banking industry. He was a V.P. Commercial Loan Officer, managing a diverse portfolio of small to medium-sized businesses. This experience was invaluable, as it taught him the importance of sound managerial techniques. After several years in banking, he moved to the private sector as CFO and Controller for a construction and development company, which provided him hands-on experience in the real estate industry. In 1992, Steven started working with other individuals as an equity partner in a variety of industries, which provided him insight on how the entrepreneur thinks and feels.

Realizing his experiences and expertise were centered in financial management, in 1998 he opened his own private comprehensive financial firm focusing on financial planning, investment management, tax planning & preparation and estate planning. He is an Enrolled Agent (EA), which enables him to prepare personal, corporate, partnership and trust tax returns within the United States and represent clients in litigation and audits with the IRS. He is also a Certified Estate Planner (CEP) and works hand-in-hand with attorneys preparing trusts and wills, Registered Investment Advisor (RIA) providing fee-based asset management services and is an Insurance Agent. Steven is also pursuing his Certified Finical Planner (CFP) designation.

Away from the office, Steven is actively involved in various charitable organizations and is a member of the National Association of Tax Prepares and California Society of Enrolled Agents and. He enjoys golf, traveling and has been married to his wife Adrienne for 15 years.

You can reach Steven at (310) 540-6197 or email at However, in today’s virtual world he is also available on Skype and conducts meetings via the latest conferencing software.